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In the bustling state of California, where the medical industry thrives under a canopy of rigorous standards and consumer protection laws, the Fictitious Name Permit Notification of Renewal/Hold Release, known colloquially as the FNP 004 form, stands as a fundamental document for medical professionals navigating the complexities of legal and administrative requirements. Issued by the Medical Board of California, located in Sacramento, this document serves a dual purpose. It not only facilitates the renewal of a fictitious name permit but also addresses any holds that might have been placed on such permits, ensuring that medical practices can continue operating without interruption. The form mandates comprehensive details including the fictitious name, current physical practice address, and ownership status, whether as an individual (sole proprietor), partnership, or corporation, alongside other essential information like contact details and the renewal fee. It explicitly states that a fictitious name permit cannot be transferred and outlines the procedures for adding or deleting shareholders or partners, requiring current owners to complete and sign the form to either renew the permit or update ownership information. Governed by the vision of the Medical Board of California to protect consumers by promoting high-quality, safe medical care, this form embodies the state's commitment to meticulous regulatory oversight, demonstrated through the detailed process it establishes for maintaining the integrity and accuracy of fictitious names under which medical services are provided.

Document Example

MEDICAL BOARD

Sacramento, CA 95815-5401

 

Licensing Program

 

2005 Evergreen Street, Suite 1200

O F C A L I F O R N I A

Phone: (916)

263-2382

Fax: (916)

263-2487

Protecting consumers by advancing high quality, safe medical care.

www.mbc.ca.gov

Gavin Newsom, Governor, State of California | Business, Consumer Services and Housing Agency | Department of Consumer Affairs

FICTITIOUS NAME PERMIT

NOTIFICATION OF RENEWAL/HOLD RELEASE

Fictitious Name:

Current Physical

Practice Address:

(No PO Box)

Our records indicate that you are presently doing business as:

FNP #:

SS#/FEIN#:

Phone #:

Renewal Fee: $

Corporation

Partnership

Individual (Sole Proprietor)

A hold has has not been placed on your Fictitious Name Permit. In order for the hold to be removed, this form must be completed in its entirety and signed by a current owner. Refer to the enclosed attachment indicating the current owner(s). Note: A fictitious name permit is not transferable. If a medical practice is purchased by another physician, the

former owner must submit an “Application for Cancellation of a Fictitious Name Permit” to cancel the permit and the new owner must submit a “Fictitious Name Permit Application.” Both forms should be mailed at the same time to assure the name will be available to the new owner.

If you are doing business as a corporation or as a partnership and wish to add/delete shareholders or partners, please provide the following information in the table below. Signatures are required to associate or disassociate shareholders or partners. A signature at the bottom of this form also is required to change the address or renew the permit. Refer to attachment for current owners.

Doctor’s Name (print or type)

License #

Association

Disassociation

Signature

 

 

Date

Date

 

..

..

+

+

..

I declare under penalty of perjury under the laws of the State of California that I have read the foregoing notification and all attachments thereto and know the contents thereof. I have the legal authority to act on behalf of the above-stated entity and the information contained herein is true and correct.

________________________________

______________________________

_____________

____________

Print or Type Name

Signature

Date

License #

FNP-004 (Revised 01/2019)

Form Breakdown

Fact Name Description
Document Title Fictitious Name Permit Notification of Renewal/Hold Release
Governing Body Medical Board of California
Location Sacramento, CA
Contact Information Phone: (916) 263-2382, Fax: (916) 263-2487
Website www.mbc.ca.gov
Governor Gavin Newsom, Governor, State of California
Usage Purpose To renew or release a hold on a Fictitious Name Permit for medical professionals.
Non-Transferability A fictitious name permit is not transferable between owners.
Governing Law The form is governed by the laws of the State of California.

How to Write California Fnp 004

Filling out the California Fictitious Name Permit (FNP) Notification of Renewal/Hold Release form, known as FNP-004, is a critical step for healthcare professionals practicing under a fictitious or "doing business as" name in California. This document ensures that your practice name complies with state legal requirements and remains exclusively yours. The form is essential for updating ownership information, changing the practice address, renewing the permit, or releasing any holds that might have been placed on the permit. Understanding and completing the form accurately is necessary to prevent any delays or issues with your permit status.

  1. Start by entering the Fictitious Name of your practice in the designated space.
  2. Fill in the Current Physical Practice Address, ensuring that a P.O. Box is not used as it is not permitted.
  3. Under the section "Our records indicate that you are presently doing business as:", verify that the information pre-filled matches your records. If there are discrepancies, correct them as needed.
  4. Confirm your FNP Number (FNP #), your Social Security Number or Federal Employer Identification Number (SS#/FEIN#), and your contact Phone #.
  5. Next to Renewal Fee, check the amount required for your renewal and prepare to include this with your submission.
  6. Identify the structure of your business as either a Corporation, Partnership, or Individual (Sole Proprietor) by marking the appropriate option.
  7. If a hold has been placed on your permit, indicate by checking the appropriate box. To remove the hold, ensure this form is filled out completely.
  8. For any changes in ownership, adding or deleting shareholders or partners, complete the table provided. Include each person's Doctor’s Name, License #, whether their role is an Association or Disassociation, their signatures, and the dates these changes are effective.
  9. Read the declaration statement carefully. By signing, you are asserting under penalty of perjury that the information provided in the form and its attachments is accurate and that you have the authority to make these declarations.
  10. Finally, print or type the name and license number of the person completing the form in the provided space. Sign and date the form to validate the information and submit it for processing.

After completing and signing the FNP-004 form, you should mail it to the Medical Board at the address provided at the top of the form. Include any necessary payment for the renewal fee to ensure uninterrupted use of your fictitious name. Remember, prompt and accurate submission helps in maintaining the legal standing of your practice under the chosen fictitious name, compliant with California's Medical Board regulations.

Listed Questions and Answers

What is the California FNP 004 Form?

The California FNP 004 form, also known as the Fictitious Name Permit Notification of Renewal/Hold Release, is a document used by the Medical Board of California. It is required for medical practices operating under a fictitious name in the state. This form is utilized to renew or release a hold on a Fictitious Name Permit, which is a key component in ensuring that medical practices adhere to California's laws regarding business names. This process helps in protecting consumers by advancing high-quality, safe medical care.

Who needs to complete the FNP 004 Form?

Any medical practice operating under a fictitious name in California needs to complete the FNP 004 form. This includes practices owned by:

  • Corporations
  • Partnerships
  • Individuals (Sole Proprietors)

This form must be completed by a current owner to renew the permit, release a hold, change the practice address, or update ownership details like adding or deleting shareholders or partners.

What are the steps to renew a Fictitious Name Permit using the FNP 004 form?

To renew a Fictitious Name Permit:

  1. Fill out the FNP 004 form completely, ensuring that all required sections regarding the practice's fictitious name, current physical practice address, and owner information are accurately completed.
  2. Sign the form to declare under penalty of perjury that the information provided is true and correct. The signature also indicates that the individual has the legal authority to act on behalf of the medical practice.
  3. Submit the completed form along with the renewal fee to the Medical Board of California. Ensure to follow any additional requirements as outlined by the Medical Board.

Can a Fictitious Name Permit be transferred to another physician?

No, a Fictitious Name Permit is not transferable. If a medical practice is purchased by another physician, the current owner must submit an "Application for Cancellation of a Fictitious Name Permit" to cancel the existing permit. At the same time, the new owner must submit a "Fictitious Name Permit Application" to apply for a new permit under their ownership. Submitting both forms simultaneously ensures the fictitious name will be available to the new owner.

What happens if there's a change in partnership or corporation shareholders?

If there is a change in the ownership structure of a medical practice operating as a partnership or corporation, such as adding or deleting shareholders or partners, the FNP 004 form must be used to update this information. Owners need to provide updated details in the specified table on the form and sign to confirm each association or disassociation. It is crucial for practices to keep their ownership information current to maintain compliance with California's regulations.

Common mistakes

Filling out forms is a critical part of maintaining compliance and legality in any professional practice, especially in the medical field. The California Fictitious Name Permit (FNP-004) form is no exception. However, as straightforward as it might seem, there are common pitfalls that many fall into when completing this documentation. Let's explore five of these mistakes to ensure accuracy and compliance in your professional practice.

  1. Not Understanding the Importance of the "Fictitious Name": It's essential to recognize that a fictitious name permit is required for any medical practice operating under a name different from the owner's legal name. Failures to comprehend the significance of this can lead to filling out the form incorrectly or assuming it's unnecessary.

  2. Incorrect Information for Physical Practice Address: A frequent mistake is entering a P.O. Box as the practice address. The form explicitly requires a current physical practice address. Overlooking this requirement can lead to the form's immediate rejection.

  3. Forgetting to Update Ownership Information: In cases of a change in ownership, medical practices often neglect to update their shareholders or partners on the form. This oversight can complicate legal and financial responsibilities, especially if there's a need to add or delete names in association with the fictitious name permit.

  4. Omitting Signatures Where Required: Every change or renewal needs to be validated with a signature from a current owner. Skipping this vital step invalidates the form, as it is considered incomplete without the necessary signatures.

  5. Misunderstanding Non-Transferrability: Assuming that a fictitious name permit can be transferred to a new owner when a practice is sold is a common error. The correct procedure involves the former owner cancelling the existing permit and the new owner applying for a new one. Neglecting this process can lead to legal complications and delays in the practice's operational status under the new ownership.

To avoid these mistakes, it's crucial to approach the FNP-004 form with attention to detail and full comprehension of its requirements. Ensuring accurate and complete information not only complifies with regulatory standards but also safeguards the seamless operation of your medical practice.

Documents used along the form

When engaging in the medical practice business in California under a fictitious name, professionals are required to navigate through various forms and documents to ensure compliance with state regulations. Alongside the California FNP 004 form, which is essential for Fictitious Name Permit notification of renewal or hold release, there are several other important documents that healthcare professionals might need to manage. These documents range from initial applications and permits to renewals and modifications, every piece playing a crucial role in successfully operating within legal boundaries.

  1. Fictitious Name Permit Application: This is an essential document required for the initial registration of a fictitious name under which a physician or a group practice intends to operate. It is the first step in legally associating a name with your medical practice.
  2. Application for Cancellation of a Fictitious Name Permit: Needed when a physician or practice decides to discontinue the use of a fictitious name. It formally removes the name from state records, making it available for others to use.
  3. Physician’s and Surgeon’s License Application: Required for individuals seeking authorization to practice medicine in California. This is foundationally prior to or alongside applying for a fictitious name permit.
  4. Renewal Notice for Physician’s and Surgeon’s License: A periodically required document to keep a medical license active. Timely renewals are crucial to avoid any lapse in the ability to legally practice medicine.
  5. Corporate Practice of Medicine Application: For entities operating as corporations, this permit ensures compliance with California laws regarding corporate practice, which often have direct implications on fictitious name permits.
  6. Medical Corporation Notification of Shares Transfer: This form is used when there is a change in the ownership of shares within a medical corporation. It is important for maintaining accurate records with the state, particularly for corporations using a fictitious name.
  7. Statement of Information: A required filing with the California Secretary of State that provides the public with data regarding the business's principal address, directors, and officers. Often required for both initial fictitious name permit applications and renewals.
  8. Professional Liability Insurance Proof: While not a form, proof of professional liability insurance may be required in certain contexts, ensuring that the practice is adequately insured under its fictitious name.
  9. Healthcare Facility Accreditation Certificate: For practices that operate facilities, accreditation certificates demonstrate compliance with health and safety standards. It often complements a fictitious name permit by instilling trust in the practice.
  10. Business License: Depending on the location of the practice, a local business license might be necessary. This is separate from but complementary to the fictitious name permit, allowing for the legal operation of a business in a specific municipality or county.

Navigating the required documentation can be a demanding process for healthcare professionals. Understanding the purpose and requirements of each document is vital to ensuring that the management of your medical practice is not only effective but also fully compliant with California's legal standards. Careful attention to these documents helps in safeguarding your practice's reputation and operational standing, enabling a focus on delivering high-quality, safe medical care.

Similar forms

The "Application for Cancellation of a Fictitious Name Permit" exhibits similarities to the FNP-004 form in that both are essential for managing the lifecycle of a fictitious name permit within California's medical practice framework. Where the FNP-004 form notifies the Medical Board of a renewal or a hold release on a fictitious name, the cancellation application is its counterpart, serving to formally terminate a permit's validity. This termination is critical when a medical practice changes hands, ensuring that the new owner can apply for a permit unencumbered by previous claims. The requirement for accuracy and legal declaration under penalty of perjury underscores the gravity and formality of both processes.

Similarly, the "Fictitious Name Permit Application" is directly connected to the FNP-004 form, as it initiates the process that the FNP-004 later renews or modifies. When a physician or group of physicians decides to operate under a fictitious name, this application is the starting point, obtaining permission from the California Medical Board. It is the foundational document that legitimizes a fictitious name in the eyes of the board before the FNP-004 comes into play for subsequent renewals or updates, following the same rigorous requirements for detailed information and truthful declaration.

The "Change of Address Notification" form is another document with a significant resemblance to the FNP-004 form, especially in sections where address changes are reported. Even though the primary focus of the FNP-004 is on the renewal and status of the fictitious name permit, it also accommodates address updates, serving a dual purpose. This multifunctionality mirrors the change of address form, which is dedicated solely to updating the board on new practice locations. Both forms facilitate accurate and up-to-date records, ensuring that communications and legal notices are sent to the correct address.

Lastly, the "Shareholder or Partner Change Notification" form shares similarities with the FNP-004, particularly in the sections pertaining to adding or deleting shareholders or partners. The FNP-004 form allows for the modification of practice ownership details alongside its primary function related to the fictitious name permit. Like the dedicated change notification form, this section is crucial for maintaining current and precise records of a medical practice's ownership structure, ensuring that the Medical Board has accurate information for regulatory and communication purposes. Both documents require careful completion to reflect ownership accurately, emphasizing their importance in the corporate governance of medical practices.

Dos and Don'ts

When filling out the California FNP 004 form, certain practices should be followed to ensure a smooth and compliant submission process. Here's a list of what you should and shouldn't do:

  • Do ensure that the Fictitious Name is accurately listed, exactly as it appears on your permit or any official document related to your medical practice.
  • Do provide a current Physical Practice Address, ensuring it isn't a PO Box, as the form explicitly requires a physical location.
  • Do carefully review and include all necessary details about ownership if there are changes to shareholders or partners in the case of a corporation or partnership. This involves both adding and deleting names as required.
  • Do not attempt to transfer the Fictitious Name Permit if you're selling your practice. Remember, the permit is not transferable. Instead, the correct process involves the former owner cancelling the current permit and the new owner applying for a new one.
  • Do not leave any sections incomplete, especially not the signature fields at the bottom of the form which validate the submission. Verify that all information provided is both recent and accurate.
  • Do not forget to check if a hold has been placed on your permit, as indicated in the form. If a hold exists, ensure you understand and comply with the necessary steps to get it removed.

Adhering to these guidelines when completing the FNP 004 form not only facilitates compliance with California's medical regulatory requirements but also aids in maintaining the legal standing of your medical practice.

Misconceptions

Understanding the California FNP 004 form, also known as the Fictitious Name Permit Notification of Renewal/Hold Release, is essential for medical professionals in California. However, there are several misconceptions about this form and its requirements. Here's a look at five common misunderstandings:

  • Any medical professional can apply. The truth is that only licensed physicians or entities like corporations or partnerships that involve a licensed physician can apply for or renew a Fictitious Name Permit using the FNP 004 form. It's not open to all medical professionals.
  • The permit is transferable. A major misconception is that the Fictitious Name Permit can be transferred from one owner to another. As clearly stated, if a medical practice is bought by another physician, the former owner must cancel the existing permit, and the new owner must apply for a new one. These permits are explicitly non-transferable.
  • Any address can be used for the physical practice location. Actually, a physical address must be provided for the practice location; P.O. Box addresses are not acceptable. This requirement ensures the physical location of the practice is accurately documented for regulatory purposes.
  • A hold on the permit doesn't need immediate attention. If there is a hold on your Fictitious Name Permit, immediate action is required to resolve the issue. Ignoring a hold can result in delays or complications with the renewal or validity of the permit, affecting the legality of using the fictitious name for your practice.
  • The renewal process is complicated. While it involves several steps, such as verifying ownership and possible need to update shareholders or partners, the form itself is quite straightforward. By following the instructions and providing the required information accurately, the renewal process can be completed efficiently.

Understanding these points ensures that physicians can manage their Fictitious Name Permit with clarity, avoiding common pitfalls and misconceptions about the process and requirements.

Key takeaways

When dealing with the California FNP 004 form, it's crucial to understand its purpose and requirements to ensure a smooth process for maintaining or updating a Fictitious Name Permit. Here are seven key takeaways to guide you through filling out and using the form:

  • The form is issued by the Medical Board of California, located in Sacramento, and is part of the initiative to protect consumers by promoting high-quality, safe medical care.
  • It’s designed for the notification of renewal or the release of a hold placed on a Fictitious Name Permit, which is essential for practicing under a business name that does not include the licensee's own name.
  • To complete the form, the current physical practice address must be provided—P.O. Box addresses are not acceptable. This requirement ensures that there is a verifiable location tied to the fictitious name.
  • A key aspect of the form is that it highlights the Fictitious Name Permit is not transferable. If a medical practice changes ownership, the previous owner needs to cancel the permit using an “Application for Cancellation of a Fictitious Name Permit,” and the new owner must apply for a new permit to continue using the fictitious name.
  • If changes in ownership involve the addition or deletion of shareholders or partners in a corporation or partnership, the form requires detailed information about these changes, including the names, license numbers, and the dates of association or disassociation, alongside the required signatures.
  • Renewing the permit or changing the registered address requires the signature of a current owner, affirming the accuracy of the information under penalty of perjury according to California law. This signature is a critical step in validating the form and the information provided.
  • The contact details provided—phone and fax numbers and the website—offer a direct line for support and questions, illustrating the board's commitment to accessible communication channels for practitioners handling the bureaucratic aspects of their practice.

Understanding these seven key points can significantly streamline the process of managing a Fictitious Name Permit in California, ensuring compliance with state regulations and supporting the broader mission of safe, high-quality medical care.

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